Details
| Original language | English |
|---|---|
| Title of host publication | Proceedings |
| Subtitle of host publication | 21st International Workshop on Database and Expert Systems Applications, DEXA 2010 |
| Pages | 364-368 |
| Number of pages | 5 |
| Publication status | Published - 2010 |
| Event | 21st International Workshop on Database and Expert Systems Applications, DEXA 2010 - Bilbao, Spain Duration: 30 Aug 2010 → 3 Sept 2010 |
Abstract
Compliance management is a critical financial and legal subject for organizations. It is operationally implemented by embedding internal controls into business processes and their supporting IT systems. Challenges arise from the complexity of real-life processes and systems, their continuous monitoring and the timely communication of thereby detected problems. In order to realize effective and efficient monitoring, the responsible persons must be supported by suitable compliance software. This compliance software should enable the responsible persons to get both high-level information regarding the overall compliance status and low-level information regarding possible problems. Furthermore, it should not be limited to passive reporting components for compliance management, but also allow for interactive user interfaces, which facilitate the proactive supervision of tasks. The aim of this work is to encourage the responsible persons to analyze and explore compliance information through their appropriate visualization. Thus, unique and valuable human strengths, such as lateral thinking, can be used aside from the computational strengths of compliance software during control monitoring.
Keywords
- Dashboard, IS security, IT compliance, IT risk management, Visualization
ASJC Scopus subject areas
- Computer Science(all)
- Computer Science Applications
- Computer Science(all)
- Software
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Proceedings: 21st International Workshop on Database and Expert Systems Applications, DEXA 2010. 2010. p. 364-368 5591087.
Research output: Chapter in book/report/conference proceeding › Conference contribution › Research › peer review
}
TY - GEN
T1 - Visualization of automated compliance monitoring and reporting
AU - Sandner, Thorben
AU - Kehlenbeck, Matthias
AU - Breitner, Michael H.
N1 - Copyright: Copyright 2010 Elsevier B.V., All rights reserved.
PY - 2010
Y1 - 2010
N2 - Compliance management is a critical financial and legal subject for organizations. It is operationally implemented by embedding internal controls into business processes and their supporting IT systems. Challenges arise from the complexity of real-life processes and systems, their continuous monitoring and the timely communication of thereby detected problems. In order to realize effective and efficient monitoring, the responsible persons must be supported by suitable compliance software. This compliance software should enable the responsible persons to get both high-level information regarding the overall compliance status and low-level information regarding possible problems. Furthermore, it should not be limited to passive reporting components for compliance management, but also allow for interactive user interfaces, which facilitate the proactive supervision of tasks. The aim of this work is to encourage the responsible persons to analyze and explore compliance information through their appropriate visualization. Thus, unique and valuable human strengths, such as lateral thinking, can be used aside from the computational strengths of compliance software during control monitoring.
AB - Compliance management is a critical financial and legal subject for organizations. It is operationally implemented by embedding internal controls into business processes and their supporting IT systems. Challenges arise from the complexity of real-life processes and systems, their continuous monitoring and the timely communication of thereby detected problems. In order to realize effective and efficient monitoring, the responsible persons must be supported by suitable compliance software. This compliance software should enable the responsible persons to get both high-level information regarding the overall compliance status and low-level information regarding possible problems. Furthermore, it should not be limited to passive reporting components for compliance management, but also allow for interactive user interfaces, which facilitate the proactive supervision of tasks. The aim of this work is to encourage the responsible persons to analyze and explore compliance information through their appropriate visualization. Thus, unique and valuable human strengths, such as lateral thinking, can be used aside from the computational strengths of compliance software during control monitoring.
KW - Dashboard
KW - IS security
KW - IT compliance
KW - IT risk management
KW - Visualization
UR - http://www.scopus.com/inward/record.url?scp=78449269638&partnerID=8YFLogxK
U2 - 10.1109/DEXA.2010.77
DO - 10.1109/DEXA.2010.77
M3 - Conference contribution
AN - SCOPUS:78449269638
SN - 9780769541747
SP - 364
EP - 368
BT - Proceedings
T2 - 21st International Workshop on Database and Expert Systems Applications, DEXA 2010
Y2 - 30 August 2010 through 3 September 2010
ER -