Three-Dimensional Displacement Fields from InSAR through Tikhonov Regularization and Least-Squares Variance Component Estimation

Publikation: Beitrag in FachzeitschriftArtikelForschungPeer-Review

Autoren

  • Hamid Mehrabi
  • Behzad Voosoghi
  • Mahdi Motagh
  • Ramon F. Hanssen

Externe Organisationen

  • Helmholtz-Zentrum Potsdam Deutsches GeoForschungsZentrum (GFZ)
  • University of Isfahan
  • K.N. Toosi University of Technology
  • Delft University of Technology
Forschungs-netzwerk anzeigen

Details

OriginalspracheEnglisch
Aufsatznummer04019011
FachzeitschriftJournal of Surveying Engineering, - ASCE
Jahrgang145
Ausgabenummer4
Frühes Online-Datum12 Aug. 2019
PublikationsstatusVeröffentlicht - Nov. 2019

Abstract

Synthetic aperture radar interferometry (InSAR) measures the projection of three-dimensional (3D) ground displacement in the range direction and in the azimuth direction through image processing. The incapability of InSAR in measuring the 3D displacements restricts its capability for assessing real Earth surface deformation. The near-polar orbiting characteristics of InSAR missions reduce the sensitivity of line-of-sight (LOS) displacements significantly to the north-south components of the real 3D displacement fields and weaken the geometric strength of a given configuration. Applying range measurements from various missions to address 3D displacement leads to an ill-posed inverse problem that needs to be regularized. Moreover, it needs appropriate weighting of the observations to give proper estimates of the parameters. In this study, we propose Tikhonov regularization (TR) and least-squares variance component estimation (LS-VCE) methods for retrieving 3D displacement vectors from range and azimuth displacements. Depending on the functional degree of freedom (DoF) of the inverse problem, the TR and LS-VCE methods are applied in determined and overdetermined equation systems, respectively, to stabilize the ill-conditioned models and estimate the variance components of observations. These methods were evaluated by two synthetic data sets and a real data set from the Sentinel-1 terrain observation by progressive scan (TOPS) and ALOS-2 phased array type L-band synthetic aperture radar (PALSAR-2) missions in 2015 of the MW = 8.3 Illapel earthquake in Chile. Results indicate more than 40% improvement in both the precision and accuracy of retrieving 3D deformation fields when the regularized LS-VCE (RLS-VCE) is adopted instead of the conventional method (CM) that considers primary weighting for observations. Applying the range and azimuth InSAR displacements together with adopting the LS-VCE method reveal a north-south convergent borderline near 31.2° S in the 2015 Illapel earthquake.

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Three-Dimensional Displacement Fields from InSAR through Tikhonov Regularization and Least-Squares Variance Component Estimation. / Mehrabi, Hamid; Voosoghi, Behzad; Motagh, Mahdi et al.
in: Journal of Surveying Engineering, - ASCE, Jahrgang 145, Nr. 4, 04019011, 11.2019.

Publikation: Beitrag in FachzeitschriftArtikelForschungPeer-Review

Mehrabi H, Voosoghi B, Motagh M, Hanssen RF. Three-Dimensional Displacement Fields from InSAR through Tikhonov Regularization and Least-Squares Variance Component Estimation. Journal of Surveying Engineering, - ASCE. 2019 Nov;145(4):04019011. Epub 2019 Aug 12. doi: 10.1061/(ASCE)SU.1943-5428.0000289
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title = "Three-Dimensional Displacement Fields from InSAR through Tikhonov Regularization and Least-Squares Variance Component Estimation",
abstract = "Synthetic aperture radar interferometry (InSAR) measures the projection of three-dimensional (3D) ground displacement in the range direction and in the azimuth direction through image processing. The incapability of InSAR in measuring the 3D displacements restricts its capability for assessing real Earth surface deformation. The near-polar orbiting characteristics of InSAR missions reduce the sensitivity of line-of-sight (LOS) displacements significantly to the north-south components of the real 3D displacement fields and weaken the geometric strength of a given configuration. Applying range measurements from various missions to address 3D displacement leads to an ill-posed inverse problem that needs to be regularized. Moreover, it needs appropriate weighting of the observations to give proper estimates of the parameters. In this study, we propose Tikhonov regularization (TR) and least-squares variance component estimation (LS-VCE) methods for retrieving 3D displacement vectors from range and azimuth displacements. Depending on the functional degree of freedom (DoF) of the inverse problem, the TR and LS-VCE methods are applied in determined and overdetermined equation systems, respectively, to stabilize the ill-conditioned models and estimate the variance components of observations. These methods were evaluated by two synthetic data sets and a real data set from the Sentinel-1 terrain observation by progressive scan (TOPS) and ALOS-2 phased array type L-band synthetic aperture radar (PALSAR-2) missions in 2015 of the MW = 8.3 Illapel earthquake in Chile. Results indicate more than 40% improvement in both the precision and accuracy of retrieving 3D deformation fields when the regularized LS-VCE (RLS-VCE) is adopted instead of the conventional method (CM) that considers primary weighting for observations. Applying the range and azimuth InSAR displacements together with adopting the LS-VCE method reveal a north-south convergent borderline near 31.2° S in the 2015 Illapel earthquake.",
keywords = "Differential synthetic aperture radar interferometry (D-InSAR), Least-squares variance component estimation, Three-dimensional (3D) displacement fields, Tikhonov regularization method",
author = "Hamid Mehrabi and Behzad Voosoghi and Mahdi Motagh and Hanssen, {Ramon F.}",
note = "Acknowledgements This is a contribution to VOLCAPSE, a research project funded by the European Research Council under the European Union{\textquoteright}s H2020 Programme/ERC consolidator grant No. (ERC-CoG 646858), to the Research Network Geo.X, and to the Swedish Centre of Natural Hazards and Disaster Sciences (CNDS). F.M.S. is grateful to Stefano Serafin (University of Innsbruck) for providing great help to retrieve the atmospheric parameters for infrasound modeling. TerraSAR-X and TanDEM-X data are copyright of German Aerospace Agency (DLR) and were provided under the proposal IDs GEO1217, GEO1505, DEM_GEOL1196, and DEM_GEOL1670. We thank Mehdi Nikkhoo for contributing to the deformation modeling, and James Reynolds for sharing the drone videos. We thank Geoscience Australia, BMKG in Indonesia, and GEOFON (Germany) for making seismic data available.",
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TY - JOUR

T1 - Three-Dimensional Displacement Fields from InSAR through Tikhonov Regularization and Least-Squares Variance Component Estimation

AU - Mehrabi, Hamid

AU - Voosoghi, Behzad

AU - Motagh, Mahdi

AU - Hanssen, Ramon F.

N1 - Acknowledgements This is a contribution to VOLCAPSE, a research project funded by the European Research Council under the European Union’s H2020 Programme/ERC consolidator grant No. (ERC-CoG 646858), to the Research Network Geo.X, and to the Swedish Centre of Natural Hazards and Disaster Sciences (CNDS). F.M.S. is grateful to Stefano Serafin (University of Innsbruck) for providing great help to retrieve the atmospheric parameters for infrasound modeling. TerraSAR-X and TanDEM-X data are copyright of German Aerospace Agency (DLR) and were provided under the proposal IDs GEO1217, GEO1505, DEM_GEOL1196, and DEM_GEOL1670. We thank Mehdi Nikkhoo for contributing to the deformation modeling, and James Reynolds for sharing the drone videos. We thank Geoscience Australia, BMKG in Indonesia, and GEOFON (Germany) for making seismic data available.

PY - 2019/11

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N2 - Synthetic aperture radar interferometry (InSAR) measures the projection of three-dimensional (3D) ground displacement in the range direction and in the azimuth direction through image processing. The incapability of InSAR in measuring the 3D displacements restricts its capability for assessing real Earth surface deformation. The near-polar orbiting characteristics of InSAR missions reduce the sensitivity of line-of-sight (LOS) displacements significantly to the north-south components of the real 3D displacement fields and weaken the geometric strength of a given configuration. Applying range measurements from various missions to address 3D displacement leads to an ill-posed inverse problem that needs to be regularized. Moreover, it needs appropriate weighting of the observations to give proper estimates of the parameters. In this study, we propose Tikhonov regularization (TR) and least-squares variance component estimation (LS-VCE) methods for retrieving 3D displacement vectors from range and azimuth displacements. Depending on the functional degree of freedom (DoF) of the inverse problem, the TR and LS-VCE methods are applied in determined and overdetermined equation systems, respectively, to stabilize the ill-conditioned models and estimate the variance components of observations. These methods were evaluated by two synthetic data sets and a real data set from the Sentinel-1 terrain observation by progressive scan (TOPS) and ALOS-2 phased array type L-band synthetic aperture radar (PALSAR-2) missions in 2015 of the MW = 8.3 Illapel earthquake in Chile. Results indicate more than 40% improvement in both the precision and accuracy of retrieving 3D deformation fields when the regularized LS-VCE (RLS-VCE) is adopted instead of the conventional method (CM) that considers primary weighting for observations. Applying the range and azimuth InSAR displacements together with adopting the LS-VCE method reveal a north-south convergent borderline near 31.2° S in the 2015 Illapel earthquake.

AB - Synthetic aperture radar interferometry (InSAR) measures the projection of three-dimensional (3D) ground displacement in the range direction and in the azimuth direction through image processing. The incapability of InSAR in measuring the 3D displacements restricts its capability for assessing real Earth surface deformation. The near-polar orbiting characteristics of InSAR missions reduce the sensitivity of line-of-sight (LOS) displacements significantly to the north-south components of the real 3D displacement fields and weaken the geometric strength of a given configuration. Applying range measurements from various missions to address 3D displacement leads to an ill-posed inverse problem that needs to be regularized. Moreover, it needs appropriate weighting of the observations to give proper estimates of the parameters. In this study, we propose Tikhonov regularization (TR) and least-squares variance component estimation (LS-VCE) methods for retrieving 3D displacement vectors from range and azimuth displacements. Depending on the functional degree of freedom (DoF) of the inverse problem, the TR and LS-VCE methods are applied in determined and overdetermined equation systems, respectively, to stabilize the ill-conditioned models and estimate the variance components of observations. These methods were evaluated by two synthetic data sets and a real data set from the Sentinel-1 terrain observation by progressive scan (TOPS) and ALOS-2 phased array type L-band synthetic aperture radar (PALSAR-2) missions in 2015 of the MW = 8.3 Illapel earthquake in Chile. Results indicate more than 40% improvement in both the precision and accuracy of retrieving 3D deformation fields when the regularized LS-VCE (RLS-VCE) is adopted instead of the conventional method (CM) that considers primary weighting for observations. Applying the range and azimuth InSAR displacements together with adopting the LS-VCE method reveal a north-south convergent borderline near 31.2° S in the 2015 Illapel earthquake.

KW - Differential synthetic aperture radar interferometry (D-InSAR)

KW - Least-squares variance component estimation

KW - Three-dimensional (3D) displacement fields

KW - Tikhonov regularization method

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U2 - 10.1061/(ASCE)SU.1943-5428.0000289

DO - 10.1061/(ASCE)SU.1943-5428.0000289

M3 - Article

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VL - 145

JO - Journal of Surveying Engineering, - ASCE

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